Financial Compliance White Papers

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2013 Data Governance Survey Results
sponsored by Rand Secure Data
WHITE PAPER: Check out this informative paper to explore the concept of data governance and why so many of today's organizations lack adequate solutions to this increasingly-difficult challenge. Find out key steps to improve your company's data governance and discover one solution that could perfect your strategy. Read on to learn more.
Posted: 10 Mar 2014 | Published: 09 Oct 2013

Rand Secure Data

Best Practices in Performance Measurement and Reporting: Understanding the Global Investment Performance Standards®
sponsored by Advent Software, Inc
WHITE PAPER: Whether you are just starting a compliance program or need to fine-tune your existing process, this document will help you understand the steps involved in becoming GIPS compliant. It is not a substitute for the Standards themselves. It is designed to help you understand the value of compliance, what’s needed to achieve it, pitfalls to avoid.
Posted: 23 Apr 2010 | Published: 23 Apr 2010

Advent Software, Inc

Law & The Data Explosion
sponsored by Symantec Corporation
WHITE PAPER: This white paper explores the relationship between developments in the way the legal profession locates, identifies and recovers today's new breed of digital evidence, and the ever-growing amounts of data organizations are expected to store. Read now to learn more.
Posted: 05 Sep 2012 | Published: 30 Sep 2010

Symantec Corporation

5 Steps to Implement & Maintain PCI DSS Compliance
sponsored by AT&T Cybersecurity
WHITE PAPER: Achieving and maintaining Payment Card Industry Data Security Standard (PCI DSS) compliance can be difficult. Explore this white paper to uncover 5 steps to take to make the compliance process easy and secure.
Posted: 18 Oct 2017 | Published: 18 Oct 2017

AT&T Cybersecurity

Cost Basis Basics: Preparing for the New Reporting Requirement
sponsored by Advent Software, Inc
WHITE PAPER: January 1, 2011 may have seemed very far away when the Emergency Economic Stabilization Act was signed into law in October 2008. As the date gets closer, however, many investment managers are still looking for guidance on the bill’s cost basis reporting provision—the first phase of which kicks in on that date. Read this paper to find out more.
Posted: 10 Jun 2010 | Published: 10 Jun 2010

Advent Software, Inc

Critical Technologies for Compliance and Risk Management
sponsored by Siperian, Inc.
WHITE PAPER: Due to the financial meltdown in the mortgage-backed securities industry, new compliance requirements will be implemented. Read this paper to find out how organizations can ensure compliance with stricter regulations and manage risk appropriately so the business does not slip into non-compliance resulting in negative publicity or punitive fines.
Posted: 20 Feb 2009 | Published: 20 Feb 2009

Siperian, Inc.

Facilitating “sound practices” in risk management with IBM OpenPages ORM
sponsored by IBM
WHITE PAPER: This white paper discusses operational risk management (ORM) in the context of "Sound Practices for the Management and Supervision of Operational Risk," a paper from the Basel Committee.
Posted: 08 Feb 2012 | Published: 08 Feb 2012

IBM

A Tour of HP Sarbanes-Oxley IT Assessment
sponsored by Hewlett Packard Enterprise
WHITE PAPER: This white paper describes HP Sarbanes-Oxley IT Assessment Accelerator, a template of pre-defined information based on ITGI's COBIT, which is loaded into HP Quality Center to help your organization define and execute Sarbanes-Oxley testing, evaluate the results, and develop remediation plans.
Posted: 29 Apr 2009 | Published: 01 Apr 2009

Hewlett Packard Enterprise

Lessons Learned: Top Reasons for PCI Audit Failure and How to Avoid Them
sponsored by VeriSign, Inc
WHITE PAPER: The drive to protect credit card data is vital, but many companies have yet to implement technologies and processes needed to address Payment Card Industry (PCI) compliance. This white paper examines top reasons for PCI failure and how to avoid them.
Posted: 21 Nov 2006 | Published: 01 Jul 2006

VeriSign, Inc

Achieving GLBA Compliance with Red Hat Enterprise Virtualization for Desktops
sponsored by Red Hat and JBoss
WHITE PAPER: This paper will illustrate how Red Hat Enterprise Virtualization for Desktops can help organizations comply with specific GLBA mandates while increasing overall efficiency and agility.
Posted: 05 Oct 2009 | Published: 05 Oct 2009

Red Hat and JBoss